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With Steven Peikin (Dir. Division of Enforcement, SEC), John Castiglione (Sr Enforcement Counsel, Office of NY State Attorney General), Kavita Jain (Dir. Financial Innovation, FINRA), Katherine Lemire (Deputy Superintendent, DFS), James McDonald (Dir., US Commodity Futures Trading Commission).
Monday, September 16, 2019 at 04:00 PM   Absolutely Free
Cardozo School of Law, 55 5th Ave
 
     
 
 
              

              
 
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EVENT DETAILS
Blockchain technology is poised to transform the financial services industry & raises significant regulatory issues. Join us at Cardozo School of Law for a unique conversation with current top federal & state regulators to discuss current challenges facing blockchain technology, virtual currencies & the law.A reception will follow the program.




Fireside Chat with William Hinman
4:00pm - 4:30pm


William Hinman -Director, Division of Corporation Finance at the United States Securities & Exchange Commission (SEC)


Moderator


AaronWright '05-Associate Clinical Professor of Law & Director of The Cardozo Blockchain Project at Cardozo School of Law




Blockchain from an Enforcement Perspective
4:30pm - 5:30pm


Moderators


Harold Gordon '88- Partner at Jones Day, former Branch Chief, Division of Enforcement, U.S. Securities & Exchange Commission, New York Regional Office, & Adjunct Professor at Cardozo School of Law


Stephen Obie- Partner at Jones Day, former Regional Administrator, Acting Director of the Division of Enforcement, & Chief Trial Attorney in the New York Office of the CFTC


Panelists


John Castiglione- Senior Enforcement Counsel at Office of New York State Attorney General


Katherine Lemire-Deputy Superintendent, Consumer Protection & Financial Enforcement Division at the New York State Department of Financial Services (DFS)


James McDonald -Director, Division of Enforcement at the United States Commodity Futures Trading Commission (CFTC)




The State of Blockchain Policy
5:30pm - 6:30pm


Moderator


Laura Pruitt- Partner at Jones Day, formerSpecial Counsel, Office of Chief Counsel, Division of Market Regulation (now the Division of Trading & Markets) & Senior Counsel, Office of General Counsel at the SEC


Panelists


Kavita Jain -Director, Financial Innovation at Financial Industry Regulatory Authority (FINRA)

Christopher Leach - Attorney, Federal Trade Commission (FTC)


Thomas McGowan-Associate Director, Division of Trading & Markets at the United States Securities & Exchange Commission (SEC)


Philip Raimondi -Special Counsel, Office of Chief Counsel, Division of Market Oversight atthe United States Commodity Futures Trading Commission (CFTC)



Reception

6:30pm - 7:30pm



This event is co-sponsored by the Blockchain Project at Cardozo School of Law & the Samuel & Ronnie Heyman Center on Corporate Governance.This event is open to the public & free of charge, butregistration is required.For questions, please email: heyman.events@yu.edu.







 
 
 
 
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