Carta is seeking a Compliance Officer to join our team. This person will report directly to our Chief Compliance Officer & will be responsible for helping to ensure Carta functions in a legal & ethical manner, in compliance with all applicable regulations, while meeting its business goals.
Primarily responsible for compliance monitoring & testing, creating & maintaining firm policies & procedures, & assisting with regulatory examinations, the successful candidate for this role must develop & foster collaborative relationships with key stakeholders from across the organization.
Carta is a fast-paced growing company that values dynamic thinkers & innovative problem solvers. We are seeking candidates who are looking for an exciting challenge & ready to become a critical ally in our organization.