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Reporting to Blair Wiley, General Counsel & Head of Regulatory Affairs. As a Compliance Officer, you will be responsible for the day-to-day compliance supervision of trading activity & advisor conduct in your role as a registered supervisor with IIROC & the MFDA. You will partner with Legal, Finance, Engineering, Sales, Trading, Client Success & Operations to deliver best-in-class compliance that is closely aligned with our business strategy & operational priorities. Our ideal hire has a demonstrated track record of compliance innovation & the ambition & drive to build a highly scalable compliance platform.