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iCapital Network // fintech platform for alternative investment solns
New York, New York    Posted: Saturday, November 09, 2019
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iCapital is looking for a Fund Attorney to join its Legal group. Focus will include representing private funds on a wide spectrum of matters including compliance & regulatory issues, capital raising, marketing, investor relations, fund formation & structuring, corporate transactional matters, etc. Expected this person has experience reviewing fund docs, drafting & negotiating side letters, service provider agreements,etc. The Legal Counsel position will work closely with both our General Counsel & Deputy General Counsel on a variety of matters.

Corporate Title: Vice President


  • Draft & review of private fund offering materials, partnership agreements & other private fund legal documentation
  • Regulatory filing assistance
  • Advice on the legal implications of offering new & existing products & services
  • Coordinating with outside legal counsel with respect to a variety of issues including regulatory, corporate & fund investment work
  • Review of marketing materials for SEC & FINRA compliance
  • Draft & review various contracts, non-disclosure agreements & other legal documentation
  • Perform ad hoc research projects

Candidate Profile

  • 3 years of experience, preferable with fund formation & investment management (hedge fund, private equity) experience
  • Strong knowledge of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, FINRA regulation
  • Member in good standing of New York Bar or another state or jurisdiction
  • Law firm or in-house experience at an asset management firm is a plus
  • Strong interpersonal & leadership skills
  • Willingness to learn new topics & work in an evolving business environment
  • High level of integrity
  • Organized & detailed oriented with big picture capability
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