| |
|
EVENT DETAILS |
Blockchain technology is poised to transform the financial services industry & raises significant regulatory issues. Join us at Cardozo School of Law for a unique conversation with current top federal & state regulators to discuss current challenges facing blockchain technology, virtual currencies & the law.A reception will follow the program.
Fireside Chat with William Hinman
4:00pm - 4:30pm
William Hinman -Director, Division of Corporation Finance at the United States Securities & Exchange Commission (SEC)
Moderator
AaronWright '05-Associate Clinical Professor of Law & Director of The Cardozo Blockchain Project at Cardozo School of Law
Blockchain from an Enforcement Perspective
4:30pm - 5:30pm
Moderators
Harold Gordon '88- Partner at Jones Day, former Branch Chief, Division of Enforcement, U.S. Securities & Exchange Commission, New York Regional Office, & Adjunct Professor at Cardozo School of Law
Stephen Obie- Partner at Jones Day, former Regional Administrator, Acting Director of the Division of Enforcement, & Chief Trial Attorney in the New York Office of the CFTC
Panelists
John Castiglione- Senior Enforcement Counsel at Office of New York State Attorney General
Katherine Lemire-Deputy Superintendent, Consumer Protection & Financial Enforcement Division at the New York State Department of Financial Services (DFS)
James McDonald -Director, Division of Enforcement at the United States Commodity Futures Trading Commission (CFTC)
The State of Blockchain Policy
5:30pm - 6:30pm
Moderator
Laura Pruitt- Partner at Jones Day, formerSpecial Counsel, Office of Chief Counsel, Division of Market Regulation (now the Division of Trading & Markets) & Senior Counsel, Office of General Counsel at the SEC
Panelists
Kavita Jain -Director, Financial Innovation at Financial Industry Regulatory Authority (FINRA)
Christopher Leach - Attorney, Federal Trade Commission (FTC)
Thomas McGowan-Associate Director, Division of Trading & Markets at the United States Securities & Exchange Commission (SEC)
Philip Raimondi -Special Counsel, Office of Chief Counsel, Division of Market Oversight atthe United States Commodity Futures Trading Commission (CFTC)
Reception
6:30pm - 7:30pm
This event is co-sponsored by the Blockchain Project at Cardozo School of Law & the Samuel & Ronnie Heyman Center on Corporate Governance.This event is open to the public & free of charge, butregistration is required.For questions, please email: heyman.events@yu.edu.
|
|
|
|
|
|
