At Carta, we're building the future of equity & ownership. We've changed how companies, investors, & employees manage equity. Now, we're transforming how capital markets operate. Our goal is to create more owners & increase transparency & liquidity for shareholders. More than 800,000 investors, law firms, & employees use our platform, & we manage over $575B in equity.
In this role, you will be an integral member of the Carta legal team. You will be the primary legal adviser for the Carta Capital Markets (CCMX) team, responsible for providing legal & regulatory guidance & support for the implementation of the team's business plan. CCMX will be a new broker-dealer, subject to FINRA & SEC regulation, & will run an ATS that provides a secondary market for private securities.
The ideal candidate will have a high level of integrity, attention to detail & excellent writing, communication & interpersonal skills. Additionally, this candidate will have extensive experience with broker-dealer regulation, Reg ATS, market structure & trading rules, as well as some corporate legal experience, especially in connection with regulations relating to private securities issuance & trading & drafting of agreements & documents in connection with products & services offerings. This position will be located in New York, New York, with occasional travel.