At Carta, we're building the future of equity & ownership. We've changed how companies, investors, & employees manage equity. Now, we're transforming how capital markets operate. Our goal is to create more owners & increase transparency & liquidity for shareholders. More than 800,000 investors, law firms, & employees use our platform, & we manage over $575B in equity.
We are seeking an experienced internal auditor to help identify risk & test controls in place to manage the risk across a diverse organization. We are a fast-paced growing company that values dynamic thinkers & innovative problem solvers. If you are up to an exciting challenge & ready to become a critical ally in our organization, we'd love to speak with you!
In this role, reporting to the Director of Internal Audit, you will work with Senior Management to identify & assess risk areas within the organization, develop & execute test plans to verify adherence to control procedures & processes, & track corrective action required to address any identified gaps or weaknesses. Key areas of the organization that are in scope include business operations, the FINRA registered broker dealer, SEC registered Transfer Agents, Info Security, & Corporate Functions. The position can be located in San Francisco, NY/NJ, or Salt Lake City. Travel (up to 15%) will be required.