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Wealthsimple // online investment manager
 
Toronto    Posted: Thursday, August 08, 2019
 
   
 
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JOB DETAILS
 
Wealthsimple makes financial tools that are easy, accessible, & transparent. We are on a mission to democratize access to world-class financial tools for everyone, regardless of age, net worth, background, or education. With over $4+ billion in assets under management & 150,000+ clients, we're the market leader in Canada & are fast growing in the US & UK. Our team is working together to build one of the largest & most innovative fin-tech companies in the world. Join us & change the future of finance. Read our Culture Manual to learn more about us & how we work.

Reporting to Blair Wiley, General Counsel & Head of Regulatory Affairs. As a Compliance Officer, you will be responsible for the day-to-day compliance supervision of trading activity & advisor conduct in your role as a registered supervisor with IIROC & the MFDA. You will partner with Legal, Finance, Engineering, Sales, Trading, Client Success & Operations to deliver best-in-class compliance that is closely aligned with our business strategy & operational priorities. Our ideal hire has a demonstrated track record of compliance innovation & the ambition & drive to build a highly scalable compliance platform. 
 
 
 
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